AMERICAN MANAGEMENT ASSOCIATION
MANAGEMENT REVIEW /JUNE 1997 21
When deep
organizational change is needed but support is scarce, there are still
strategies to implement it effectively. Following a gradual methodology, you
can build change on solid ground, gaining and increasing the needed sponsorship
by starting small.
Mariano L. Bernardez has been a consultant in
It is never easy to institute change in
an organization. It's obviously easier when there is strong support within the
organization. But one of the most difficult things to attempt-and one of the
things that they don't teach at
In many organizations, change is
frequent, attempts fail and the organization suffers. In such cases, although
the need for change may be acknowledged, it often encounters fierce resistance
in the form of skepticism, defensiveness, and to new change proposals.
The technology gap between competitors in
a global market tends to close very quickly, but each time it does, the human
abilities gap between the current and the newly required skills widens. Also,
there is often an attitude gap. Sometimes this is because of a lack of appropriate
training, and often it is because the change negatively impacts the survivors'
motivation. This survivor's syndrome has been seen many times before in
large-scale downsizing or reengineering efforts. Sustainable, long-term
performance improvement means increasing and maintaining ability and motivation.
Unfortunately, plans for large-scale
change tend to underestimate or even ignore this crucial point, resulting in
failure and skepticism.
Business change planners do often talk about the human factor
in the early stages of their projects, but in practice, their plans dedicate
very little effort to large-scale communications and conceptual, abstract
training. This creates more confusion and skepticism. Very often, cause is that
human erformance is a subtle but strategic issue, and even change experts confuse strategic
thinking in HR with "thinking big"-launching large-scale, highly
complex, long-term plans instead of smarter, safer ones.
Think about one of the most competitive games, chess. If you
take a superficial look at what the chess players are doing, it seems the same.
They move one piece at a time, apparently without clear reasons or differences.
The champions win, however, because they have an underlying strategy, studying
the next move and creating tactics to benefit from the small changes introduced
with each move.
Like chess, change always begins by
moving a small piece (a pawn, not a queen, as beginners do), and good change
makers, as good chess players, apply strategic thinking step-by-step. They
shape a global vision in their minds, implement small, creative tactics in the
workplace and surpass expectations instead of falling behind them. Each stepbe
it training, planning or consulting-is known as an intervention. And like
chess, each intervention, or move if you will, has its own effect on the global
scenario.
Strategy is not merely about creating vast plans that use
existing power and resources. Like chess, strategic thinking is about creating
power and resources from simple and already existing elements. Therefore,
change need not always be done on a grand scale. Alternative new approaches
show that a small project can actually create far more positive change than a
larger, company wide one. A small effort can reach more employees at all
levels and silently break down barriers between managers, employees and the
organization. The same skeptical managers who ridicule pompous announcements of
"Big Change" will often be more willing to support small change that
expands.
With this strategic approach in mind, consider three powerful
tactics that every manager can use to facilitate organizational change. These
tactics can be used separately, but their real impact is in their underlying
strategic thinking. First, begin small and gain power by improving performance
in small groups and workplaces. I call this Guerrilla Warfare. Second, expand
the project by gradually spreading the successful experiences from the top
down; this is known as the Waterfall Effect. Finally, create a continuous
improvement-reinforcing circuit: Afterburner Follow-up. Let's have a closer
look at each tactic:
Guerrilla Warfare on change resembles
GrecoRoman wrestling since, like that technique, it
starts from the ground up. It begins a long process, starting with something
small and acceptable-training. From that firm footing, you, like a good
wrestler, can expand into a large-scale victory of performance improvement.
Here are your key Guerrilla Warfare maneuvers:
Call
it "training." The training effort is usually seen as low-risk and
will be an effective motivation even for the most skeptical and die-hard
enemies of change. Learning new techniques and enhancing communications are
seen as positive and stimulating activities; it doesn't require a great effort
to obtain sponsorship for training from the organization. Management won't see
training as rocking the boat and won't be threatened by it.
Teach
supervisors to be facilitators. Supervisors play key roles in any change
because they usually control the daily routine in the workplace, interact
directly with the employees, filter the communications through their own
paradigms and rules, and form opinions and reactions. Adapting workplace
leaders' attitudes toward change is essential for its success-that's why
Guerrilla Warfare begins at that level.
The training should be directed to enable supervisors to enhance the
performance of the small groups they direct. It should provide them a sense
of real meaning through successful experiences of teaching, coaching and communicating.
It is also essential that the performance-oriented training give supervisors
self-assessment opportunities through tests, peer-to-peer feedback and professional
counseling sessions with the trainer which will allow the supervisors to
discover their own gaps.
Training
will give the supervisors a direct and personal experience, reinforcing that
successful change is really about changing behaviors. It will demonstrate that
there is an opportunity to make at least two positive changes –on themselves
and within the workplace they control.
Allow
supervisors to express and resolve doubts and fears during training. Include supervisors
in dialogues with higher levels of management since at the beginning not all
the managers will be won over. Start with groups that are concerned with
front-line reactions to their products or ideas, including managers of quality,
safety or customer service. You will find them very willing to assist you
because this exercise allows for them to learn more about stakeholders'
reactions.
Get
all supervisors to create a plan for performance improvement. Discuss and
redefine the group's new mission and roles as a team in order to create a real
compromise with performance goals and changes. Try to design improvement plans
that can be applied in a few days without formal approval from any authority.
From
the start, make it clear that there will be follow-up and that the results will
be communicated to senior management. This will fuel group interest and
instill meaning in the improvement challenge. Choose recognized leaders within
the company to report the results. This will reinforce the group's positive expectations.
It is important to follow up and publicize the performance-improvement results.
Collect statistics and testimonials and pass them on to upper echelons of the
organization. Sending the good news upward will make people feel as if they
play a relevant part in the change.
Keep
sending data to senior management. Performance improvement is a major
concern for senior management. As they have a broader and longer-term vision of
the organization, they perceive clearly how difficult it is to sustain the
improvements and how easily large-scale improvement programs deteriorate
because of employees' low morale and compromise.
Showing management economic results, cost reductions,
process improvements, new initiatives and improved motivation generated from
training small groups will gain the attention and support of top management for
your "training project" without
This is really
setting the bait to obtain support from top management for a larger performanceimprovement
process later on without alerting premature fears or building expectations.
Executives communicate their enthusiasm
to middle management and generate an interest in change primarily because
people experience change as fun. Being able to change something with a good
joke changes our mood intensely and will transform bored employees into
energetic people. Having fun is invigorating: Attention grows, fatigue
vanishes and the mind awakens.
Fun
also changes the meaning of our everyday work-taking it from
perfunctory to challenging.
Routine tasks are meaninglessly performed
between nine and five. But the potential to be creative opens new doors. The
combination of teamwork and caring, the ability to achieve shared goals and the
changes in workplace rules to reflect these new attitudes allows employees to
recover. They get to reinvent their jobs
This positive attitude is motivating. Solving problems and
questions, rediscovering the importance of the employee's performance and
making even the most simple plans fill the change
process with fun and interest. Getting to this point only requires that the
group work together and simultaneously experience success that produces
economic results.
With failure and defeat so common in today's workplace, even
the tiniest success can be a powerful motivator. And it has paid off in some
companies. We've seen skeptical workers and supervisors who formerly complained
religiously about their companies and jobs show up early and stay late to help
with the project once the "training process" got started.
Performance-oriented training makes supervisors rediscover
their power to obtain and sustain good performance in the workplace.
Supervisors' jobs have been losing their appeal, transforming
the leaders into mere administrators of status quo.
But when Guerrilla Warfare begins, they feel as if they are
leading their own battle units, recovering their power and influence with
their groups, and achieving small victories against such standard performance
obstacles as bureaucracy, ill-designed work and the dread status quo.
Moreover the
employees will respond because they feel a sense of ownership created by their
ability to choose and implement micro-changes.
When Guerrilla
Warfare is applied in bigger and more
bureaucratic organizations, there are greater opportunities for these groups
to make micro-changes in their own environment.
Even moderate failure is not as frustrating if it is followed
up with an attempt to learn from the mistake.
Obviously, the project will not be without failure, but it
will become a stimulus, a challenge to overcome the difficulty by themselves.
A well-managed
Guerrilla Warfare effort can actually go so far as to create an experimental
spirit within the group, akin to Thomas Edison's "Menlo Park," his
original laboratories where collaborators slept under their desks so they could
start the experiments earlier the next day.
At this point,
management should support the initiatives, and the initial group should be motivated.
The next step is to permeate the change through the organization, from the top
to the bottom-a Waterfall Effect. Each time the measured results of a
successful, low-budget microexperience of real performance improvement reach
senior management, a waterfall of contagious interest is put into motion,
empowering further projects.
The right moment
for this comes when performance improvement has been achieved and measured on a
small but reliable scale and top management expresses its concern about
employees' low motivation. If you have communicated efficiently the results
obtained at this point, organizational leaders will want you to tell them how
to clone the successes.
This gives you
the opportunity to discuss the possibility of gradually expanding the
"training project" and offering others a chance to more openly
endorse the process.
Ø Start the cascade. In order to stimulate a
Waterfall Effect, you should informally publicize the performance results
achieved by disseminating real-life testimonies (video, small meetings,
visits, and so forth). Your purpose is to work from the top of the organization
down, disseminating new role models and experiences.
Ø Keep these rules in mind as you work your way down
the organization in order to attract lower-level employees into the change
Ø Make the performance-improvement process look easy,
relevant and motivating.
Ø Bring other middle managers in to spread and lead the
experience. (By now, many might be asking for training on how to lead
their own performance-improvement projects.)
Ø Continue recruiting new middle managers and make
them lead diffusion activities as well as offer testimonials.
These efforts will be successful because
once put into motion, the Waterfall
Effect comes alive by itself with enormous strength, expanding and pushing
all the way down the new models. One of the reasons the Waterfall Effect works
is that it is positive; it is based upon the power of emulating success rather
than the fear of not following an enforced change.
Finally, workable, viable, down-to-earth
performance-improvement processes allow top and middle managers to surf the
wave of change, taking advantage of the learning curve created by previously
successful experiences, instead of swimming against resistant currents.
Managers are practical people eager to
use proven and reliable ways to solve problems, and the Waterfall Effect will
occur whenever they discover some performance-improvement process that meets
these criteria.
Large-scale change (which at this point
is being silently created) requires time, but over time new approaches left
alone tend to deteriorate. Even when everything is running smoothly, you need
to re-energize your project in order for it to take off to a higher level.
Performance improvement requires not only
energy but constant upgrading, following-even anticipating-the demands of
change (many of which are more evident to those at the lower levels working
daily with clients).
Then it's time to start the Afterburner Follow-up.
There's actually a management lesson to
be learned by watching aircraft carriers. In order to take off on shorter
runways, airplanes employed afterburning, a re-use of combustion gases, to
increase their momentum.We can take this example as a way to re-energize our
already expanded change project.
The Afterburner Follow-up can be applied
to the change project by publicizing successes, stimulating internal
benchmarking among middle management, exchanging successful models, which
triggers friendly competition within the organization, using change makers
(supervisors) as co-instructors in seminars for other middle managers and
supervisors, and keeping track records visible throughout the company.
The last but
crucial step of the Afterburner Follow-up tactic is to provide top managers
with additional seminars on how to monitor and take the helm of the entire
change process.
The results of
this third tack have been amazing. Publicizing results of performance, profit,
productivity and motivation gets managers excited and keeps them interested in
performance issues. A plant maintenance manager, with his engineer associates,
developed an evaluation model based on shared values and used it to determine
compensation.
Supervisors in a
large bank obtained a 102 percent performance increase in their cashiers'
performance over more than one year using both on-the-job training and coaching
methods. Workers and supervisors obtained a $3.5 million cost reduction in a
petrochemical plant after six seminars were presented under the guise of
"training" and the ideas implemented by the employees.
The diffusion of
such successes brought wider and stronger management support. (All of the
bank's branches adopted the new ideas, and the other petrochemical plant-and
even oil fields and refineries of the industrial conglomerate-did the same
with seminars.)
The success of this tactic for sustaining
high performance reveals some forces that drive the changes on the long run
but are frequently underused: Success energizes and reinforces change
processes, making them self-sustaining because instead of feeling menaced by
unknown risks, managers find a powerful tool to reach their goals.
As a result, the entire organization
raised its minimum standards and created an environment of excellence without
actually calling it that.
In this age full of big-plan pushers overselling
change, the reality is that success usually tiptoes in and is received better
in small doses.